BBPL policy documents for clients
Broking / Demat KYC and Account Opening
Broking / DP Forms (as per CDSL operating instructions December, 2024)
Details of Authorised Persons
Documents in vernacular languages pursuant to SEBI Press Release No. 130/2016 dated 1st August, 2016
FAQ's on Money Laundering
General circulars to clients on account operations
None
List of active upstreaming client nodal bank accounts (USCNBA) (Pursuant to relevant regulatory and MII instructions)
Pursuant to SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 dated 08-Jun-2023
| Sr. No. | Name of Bank | Bank Account Number | IFSC |
|---|---|---|---|
| 1 | HDFC Bank (Preferred Account) | 00600340051963 | HDFC0000060 |
| 2 | Axis Bank | 004010201287633 | UTIB0000004 |
| 3 | Bank of India | 008620100002471 | BKID0000086 |
| 4 | Bank of India | 008620110003239 | BKID0000086 |
* Used primarily for collection of demat charges/ demat bills
Investors are requested to note that BCB Brokerage Private Limited is permitted to receive funds only through designated Upstreaming Client Nodal Bank Accounts (USCNBA).
BCB Brokerage Private Limited is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Member Directory”
List of demat and bank account for POA/DDPI operations
Extract of the list of pool / principal / client collateral accounts / CDSL early pay-in of BCB Brokerage Private Limited (w.e.f. 01-Oct-2020)
| Sr. No. | Account Number | Account Type |
|---|---|---|
| 1 | 12010400-00000241 | CDSL Principal a/c |
| 2 | 12010400-00000256 | CDSL Pool a/c |
| 3 | 12010400-00013717 | CDSL Pool a/c |
| 4 | 12010400-00055686 | CDSL Client Securities Margin Pledge A/c |
| 5 | 12010400-00056204 | CDSL Client Securities Margin Funding A/c |
| 6 | 12010400-00056219 | CDSL Client Securities Margin Pledge A/c |
| 7 | IN300652 10326058 | NSDL Pool a/c (CM BP ID IN657545) |
| 8 | IN300652-10326066 | NSDL Pool a/c (CM BP ID IN657971) |
| 9 | IN300652-10362520 | NSDL Client Securities Margin Pledge A/c |
| 10 | 11000010-00012526 | CDSL Early pay-in account |
List of directors and KMPs
| Name: Bharat C. Bagri Designation: Whole Time Director Email Id: bbplmumbai@bcbbrokerage.com Phone No.: +91 22 22720000 |
| Name: Uttam Bharat Bagri Designation: Managing Director Email Id: bbplmumbai@bcbbrokerage.com Phone No.: +91 22 22720000 |
| Name: Utsav Uttam Bagri Designation: Director Email Id: bbplmumbai@bcbbrokerage.com Phone No.: +91 22 22720000 |
| Name: Manish Mourya Designation: Compliance Officer (Stock Broking and Depository Participant) Email-id: complianceofficer@bcbbrokerage.com Phone No. +91 22 22720000 |
Registrations of BCB Brokerage Pvt Ltd
| Company Identification Number | U67120MH2000PTC129742 |
| AMFI Registration Number (ARN) issued by Association of Mutual Funds of India (AMFI) | 6672 |
| Income Tax Permanent Account Number (PAN) | AABCB6947P |
| Global Intermediary Identification Number (GIIN) | 7CR20N.99999.SL.356 |
| SEBI Registration Number (Stock Broker) |
INZ000200633 (Old Regn no.INF231161135, INB231161135,INE011161131,INB011161131 & INF011161131)
|
| SEBI Registration Number (Merchant Banker) |
INM000012078
|
| Depository Participant |
IN-DP-438-2019 (Old Regn no. IN-DP-CDSL-05-99)
|
| Goods and Services Tax (GST) Registration Number |
27AABCB6947P2Z0
|
| Legal Entity Identifier (LEI) Code number |
335800XVMMLWEI9G4A10
|
SEBI Complaint Redress System (SCORES)
Filing Compliant on SCORES - Easy & Quick
| a. Register on SCORES portal |
| b. Mandatory details for filing complaints on SCORES i. Name, PAN, Address, Mobile Number, E-mail ID |
| c. Benefits i. Effective Communication ii. Speedy redressal of the grievances |
| https://scores.sebi.gov.in/ |
Step by step procedure for opening Trading / Demat Account
Short selling reporting process
| Further to SEBI circular ref. SEBI/HO/MRD/MRD-PoD-3/P/CIR/2024/1 dated 05-Jan-2024 on the subject of “Framework for Short Selling”. Under the same, all brokers (including BCB Brokerage Private Limited) are mandated to collect the details on scrip-wise short sell positions, collate the data and upload it to the stock exchanges before the commencement of trading on the following trading day |
| Any retail client of BCB Brokerage Private Limited who short sells is required to: 1. Send an email to bbplmumbai@bcbbrokerage.com with the subject Heading “Short Sell” providing details of their short sell trades 2. The said email should be sent before 4:30 pm on the trading day to meet the extant regulatory requirements |
Other regulatory communications
| Attention Investors Pursuant to NSE IAR 1(az) dated 30-Sep-2025 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. ...Issued in the interest of Investors 4. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. 5. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. Pursuant to para 4.11 of NSE Master Circular – Inspection Department dated 30-Apr-2025 Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of Investors |
| Advisory for investors Pursuant to BSE Notice No. 20210827-44 and NSE Circular Ref No: 45/2021 dated 27-Aug-2021 1. Investors are advised not to blindly follow the unfounded rumours, tips given in social networks, SMS, WhatsApp, Blogs etc. and invest only after conducting appropriate analysis of respective companies. Beware of fraudster entities operating throughout India and sending bulk messages on the pretext of providing investment tips and luring investors to invest with them in their bogus firms by promising hefty profits. 2. Beware of unauthorised collective investments/portfolio management/fixed/guaranteed/regular returns/ payments/capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. 3. Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. 4. Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims or compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section 5. Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client. 6. Always keep your contact details viz. Mobile number/Email ID updated with the stock broker to prevent unauthorised transactions in your account. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records and to receive information of your transactions directly from Exchange on your email/mobile at the end of the day. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly. 7. Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. 8. Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. 9. Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker. |
| Segregation of Client Collateral With a view to providing visibility of client-wise cash and non-cash collateral at TM, CM and Clearing Corporation (CC) levels, daily reporting of such collaterals to CC is put in place by us, in compliance with SEBI Circular SEBI/HO/MRD2_DCAP/CIR/2021/0598 dated 20-Jul-2021 read with NCL circular nos. NCL-CMPL-49348 dated 20-Aug-2021, NCL-CMPL-49640 dated 17-Sept-2021 and NCL-CMPL-49640 dated 29-Sept-2021 and ICCl circular nos. 20210823-44 dated 23-Aug-2021, 20210917-56 dated 17-Sept-2021 and 20211001-58 dated 01-Oct-2021. Clients can register on the URL https://investorhelpline.nseindia.com/ClientCollateral/welcomeCLUser for viewing the collateral information. |
| Awareness on Rights Entitlements SEBI Circular SEBI/HO/CFD/DIL2/CIR/P/2020/13 dated 22-Jan-2020 & SEBI/HO/CFD/SSEP/CIR/P/2022/66 dated 19-May-2022 1. BSE FAQs 2. NSE FAQs |
| In accordance with SEBI circular SEBI/HO/MRD1/DTCS/CIR/P/2021/33 dated 22-March-2022, the Recovery Time Objective (RTO) the maximum time taken to restore operations of ‘Critical Systems’ from Data Recovery Site (DRS) after declaration of Disaster- shall be 45 minutes, and the Recovery Point Objective (RPO) - the maximum tolerable period for which data might be lost due to a major incident- shall be 15 minutes. |
| Links to e-Voting facility provided by listed entities (SEBI Circular SEBI/HO/CFD/CMD/CIR/P/2020/242 dated 09-Dec-2020) 1. E-Voting CDSL 2. E-Voting NSDL |
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Risk Disclosure On Derivatives
Source: SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22. |
| Precautions for clients dealing in Options (Pursuant to BSE Notice 20220325-58 dated March 25, 2022) Clients/Investors to avoid the following practices: 1. Sharing of trading credentials – login id & passwords including OTP’s. 2. Trading in leveraged products like options without proper understanding, which could lead to losses 3. Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks 4. Dealing in unsolicited tips through WhatsApp, Telegram, YouTube, Facebook, SMS, calls, etc. 5. Trading in “Options” based on recommendations from unauthorized / unregistered investment advisors and influencers |
UPI / QR for Payments
Pursuant to SEBI circular SEBI/HO/DEPA-II/DEPA-II_SRG/P/CIR/2025/86 dated 11-Jun-2025 (as amended from time to time)
Offer Document
Prospectus
Draft Prospectus
Track Record Segment (For the public issues managed by us exceeding 5 financial years from the date of its listing, disclosure of track records have been discontinued)
No public issues managed since last three (3) years.
Merchant Banking Team
| Name: Manish Mourya Designation: Compliance Officer Email-id: mbd@bcbbrokerage.com Phone No. +91 22 22720000 |
| Mr. Uttam Bharat Bagri |
BBPL insider trading regulation grey list
| FY 2020-21 - NIL (as on date) |
| FY 2021-22 - NIL (as on date) |
| FY 2022-23 - NIL (as on date) |
| FY 2023-24 - NIL (as on date) |
| FY 2024-25 - NIL (as on date) |
BBPL Internal Policies
BBPL Committees
Board of Directors
| Name | Designation | DIN Number |
|---|---|---|
| Mr. Bharat Bagri | Whole time Director | DIN 01379855 |
| Mr. Uttam Bharat Bagri | Managing Director | DIN 01379841 |
| Mr. Utsav Uttam Bagri | Director | DIN 10198965 |
Committee on Prevention of Sexual Harassment of Women at workplace (w.e.f. 01-Aug-2024)
| Name | Designation |
|---|---|
| Ms. Urvashi Pachisia | Presiding Officer |
| Ms. Sangita Chandak | Member |
| Mr. Uttam Utsav Bagri | Member |
| Dr. Vispi Bathena | External Member |
Current vacancies at BBPL
None
Companies Act, 2013
Information Technology Act, 2000
|
Grievance Officer |